This story originally ran on Financial Advisor IQ sister publication FundFire.

A former Merrill Lynch and Wells Fargo executive has joined RBC Wealth Management to help oversee financial advisors on the East Coast. Apollon Wealth Management says it has expanded into Ohio with ...

A former Merrill Lynch and Wells Fargo executive has joined RBC Wealth Management to help oversee financial advisors on the East Coast. Apollon Wealth Management says it has expanded into Ohio with ...

Family offices are looking to hedge against volatility and diversify portfolios as a trade war and geopolitical uncertainty rattle markets, according to recent surveys conducted by wealth managers.

The House of Representatives has passed a bill broadening the definition of "accredited investor" and giving more investors access to private offerings.

The Securities and Exchange Commission has barred a New York City–based registered investment advisory firm for alleged lapses related to a custodial relationship with an Australian firm over which it ...

The former head of a registered investment advisor firm, whose business was shuttered after an impersonation scheme run by one of his advisors, has lost his bid to lift sanctions stemming from the ...

The Financial Industry Regulatory Authority is reviving plans to allow broker-dealers and investment advisors to present projected performance in their communications with the public, expanding an ...

Mariner is bolstering leadership in its independent advisor channel with the addition of an executive from Integrated Partners. Commonwealth Financial Network announced that it has added an advisor ...

Without further action from the U.S. Congress, the annual cost of maintaining the Social Security program will outpace its total annual income again this year — and most of the funds for the program ...

Financial-planning software provider Conquest Planning announced that it has raised $80 million in a Series B funding round led by Growth Equity at Goldman Sachs Alternatives.

Mariner is bolstering leadership in its independent advisor channel with the addition of an executive from Integrated Partners. Commonwealth Financial Network announced that it has added an advisor ...